Legal & Compliance

Argyle Capital Partners offers investment advisers practical compliance solutions to regulatory requirements.

ARC (Advanced Regulatory Compliance)

Argyle Capital Partners receives ongoing support from Advanced Regulatory Compliance (ARC) in order to maintain compliance with the RIA regulatory authority, FINRA. ARC also serves as independent legal counsel to Argyle Capital Partners.

Charles Schwab

Charles Schwab Institutional serves as custodian to our clients' assets and provides dedicated support for Argyle Capital Partners on the Operational side.